Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Chan is a financial advisor at Btig, LLC. Gregory has been in the financial services industry since 2001. Gregory holds Series 7, 8, 63 and 65 licenses. Gregory has been with Btig, LLC since December 2015. Prior to joining Btig, LLC, Gregory worked at ALPS Distributors, Inc., BNP Paribas Prime Brokerage, Inc., Banc of America Securities LLC and Banc of America Investment Services, Inc. Gregory is registered to provide financial advice in California, Colorado, Connecticut, Georgia, Illinois, Massachusetts, Missouri, New Jersey, New York, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/21/2015 - Present
Btig, LLC (Burlingame CA)
CA
03/30/2015 - 12/22/2015
ALPS DISTRIBUTORS, INC. (SAN FRANCISCO CA)
CA
08/19/2008 - 06/18/2014
BNP PARIBAS PRIME BROKERAGE, INC. (SAN FRANCISCO CA)
CA
05/13/2005 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
MA
10/28/2004 - 05/13/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
07/12/1999 - 08/19/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/07/1996 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
10/21/1997 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
MN
04/06/1995 - 02/03/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
04/06/1995 - 11/24/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 12/19/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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