Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Sofield is a financial professional with over 30 years of experience in the securities industry. Gregory is currently registered with TP Icap Global Markets Americas LLC and holds Series 7, 63 and SIE licenses. Prior to joining TP Icap Global Markets Americas LLC, Gregory worked at Tullett Prebon Financial Services LLC, Liberty Brokers, Murphy & Durieu, Cedar Street Securities Corp., and Banca IMI Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
10/26/1995 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/15/1995 - 12/05/1996
LIBERTY BROKERS (NEW YORK NY)
NY
09/28/1995 - 10/27/1995
MURPHY & DURIEU (NEW YORK NY)
NY
11/09/1993 - 08/24/1995
CEDAR STREET SECURITIES CORP. (NEW YORK NY)
NY
08/31/1992 - 11/11/1993
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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