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Gregory Dominic Viscovich

Wall Street Access

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About Gregory Dominic Viscovich

Gregory Dominic Viscovich has been a securities professional since 1996. Currently, Gregory is a registered representative with Wall Street Access. Gregory has a background in investment banking, trading, and research. Gregory has held previous positions with WSA Fixed Income, LLC, Hapoalim Securities USA, Inc., Investec Inc., Maxim Group LLC, Investec Ernst & Company, Royce Investment Group, Inc., A.J. Michaels & Co., LTD., Pacific Brokerage Services, Inc., and Investors Associates, Inc.

Firm Information

Gregory Viscovich is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Viscovich’s Registration & Firm History

NY

07/07/2008 - Present

Wall Street Access (NEW YORK NY)

NY

05/04/2009 - 01/14/2013

WSA FIXED INCOME, LLC (NEW YORK NY)

NY

08/06/2003 - 07/16/2008

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

NY

08/06/2003 - 12/31/2003

INVESTEC INC. (NEW YORK NY)

NY

12/18/2002 - 08/06/2003

MAXIM GROUP LLC (NEW YORK NY)

NY

10/29/1999 - 12/20/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

06/10/1998 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

NY

05/02/1997 - 07/13/1998

A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)

CA

07/17/1996 - 04/02/1997

PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)

NJ

05/25/1995 - 09/07/1995

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

BC

Issued 05/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/30/2002

Series 14 - Compliance Officer Examination

BC

Issued 08/31/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/07/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/14/1998

Series 4 - Registered Options Principal Examination

BC

Issued 02/11/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/05/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/24/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Dominic Viscovich.
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