Unclaimed
Gregory Dominic Viscovich has been a securities professional since 1996. Currently, Gregory is a registered representative with Wall Street Access. Gregory has a background in investment banking, trading, and research. Gregory has held previous positions with WSA Fixed Income, LLC, Hapoalim Securities USA, Inc., Investec Inc., Maxim Group LLC, Investec Ernst & Company, Royce Investment Group, Inc., A.J. Michaels & Co., LTD., Pacific Brokerage Services, Inc., and Investors Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2008 - Present
Wall Street Access (NEW YORK NY)
NY
05/04/2009 - 01/14/2013
WSA FIXED INCOME, LLC (NEW YORK NY)
NY
08/06/2003 - 07/16/2008
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
08/06/2003 - 12/31/2003
INVESTEC INC. (NEW YORK NY)
NY
12/18/2002 - 08/06/2003
MAXIM GROUP LLC (NEW YORK NY)
NY
10/29/1999 - 12/20/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
06/10/1998 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
05/02/1997 - 07/13/1998
A.J. MICHAELS & CO., LTD. (HAUPPAUGE NY)
CA
07/17/1996 - 04/02/1997
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
NJ
05/25/1995 - 09/07/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 05/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/30/2002
Series 14 - Compliance Officer Examination
BC
Issued 08/31/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/1998
Series 4 - Registered Options Principal Examination
BC
Issued 02/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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