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Gregory Dean Howard

Wells Fargo Clearing Services, LLC

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About Gregory Dean Howard

Gregory Dean Howard is an active Registered Representative with Wells Fargo Clearing Services, LLC since November 2016. Gregory has been in the industry since September 18, 1976. Gregory holds Series 3, 4, 7, 9, 10, 12, 24, 53, 63 and 65 licenses. Gregory has been previously registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Kidder, Peabody & Co. Incorporated, Blunt Ellis & Loewi Incorporated, Dean Witter Reynolds Inc., Oppenheimer & Co., Inc., Paine, Webber, Jackson & Curtis Inc. and Blyth Eastman Dillon & Co. Incorporated.

Firm Information

Gregory Howard is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Howard’s Registration & Firm History

TX

12/10/2015 - Present

Wells Fargo Clearing Services, LLC (FRISCO TX)

MO

06/01/2009 - 11/07/2011

MORGAN STANLEY SMITH BARNEY (RIDGEDALE MO)

MO

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (RIDGEDALE MO)

MO

11/11/1993 - 04/02/2007

MORGAN STANLEY DW INC. (RIDGEDALE MO)

NY

08/25/1989 - 10/29/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

03/08/1989 - 08/25/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NY

03/09/1984 - 03/13/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

03/17/1982 - 03/02/1984

BLUNT ELLIS & LOEWI INCORPORATED

NA

12/10/1980 - 04/05/1982

DEAN WITTER REYNOLDS INC.

NA

08/06/1980 - 12/14/1980

OPPENHEIMER & CO., INC.

NA

12/10/1979 - 09/01/1980

BLUNT ELLIS & LOEWI INCORPORATED

NA

01/31/1980 - 02/25/1980

PAINE, WEBBER, JACKSON & CURTIS INC.

NA

09/01/1976 - 01/31/1980

BLYTH EASTMAN DILLON & CO. INCORPORATED

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Licenses & Designations

IA

Issued 02/07/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/28/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/13/1989

Series 24 - General Securities Principal Examination

BC

Issued 05/16/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/10/1979

Series 4 - Registered Options Principal Examination

BC

Issued 07/02/1979

Series 12 - NYSE Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/1989

Series 3 - National Commodity Futures Examination

BC

Issued 08/21/1976

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Dean Howard.
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