Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Woodby is a financial advisor with over 30 years of experience in the industry. Gregory is currently registered with A.g.p. / Alliance Global Partners. Prior to that, Gregory was with Columbus Advisory Group, LTD., LPS PARTNERS INC., ODEON CAPITAL GROUP LLC, TRANSCEND CAPITAL and TEJAS SECURITIES GROUP, INC. Gregory is a Series 7, 24, 52, 53, 55, 63, 72, 79TO, 99TO and SIE licensed advisor and offers a variety of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
05/21/2020 - Present
A.g.p. / Alliance Global Partners (New York NY)
TX
08/18/2015 - 05/22/2020
COLUMBUS ADVISORY GROUP, LTD. (Austin TX)
TX
08/12/2015 - 04/29/2016
LPS PARTNERS INC. (Austin TX)
TX
04/06/2015 - 08/08/2015
ODEON CAPITAL GROUP LLC (Austin TX)
TX
04/15/2014 - 04/07/2015
TRANSCEND CAPITAL (AUSTIN TX)
TX
01/04/1996 - 10/10/2013
TEJAS SECURITIES GROUP, INC. (AUSTIN TX)
TX
06/15/1989 - 01/20/1996
APS FINANCIAL CORPORATION (AUSTIN TX)
NA
05/31/1988 - 05/24/1989
SPELMAN & CO., INC.
NA
02/29/1988 - 06/10/1988
FIRST AFFILIATED SECURITIES, INC.
NA
07/27/1984 - 12/31/1987
LANDMARK INVESTMENTS, INC.
NA
07/25/1987 - 09/11/1987
LANDMARK GOVERNMENT SECURITIES, INC.
BC
Issued 06/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/02/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/05/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/22/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Gregory Woodby is the right advisor for you? Invested Better is here to help.
