Invested Better
Unclaimed

Unclaimed

Unclaimed

Gregory Davis Kennedy

Rosenblatt Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gregory? Claim Your Profile

About Gregory Davis Kennedy

Gregory Davis Kennedy has been working in the financial services industry for over 22 years. Gregory Kennedy is currently registered with Rosenblatt Securities Inc. and is licensed in 16 states. Prior to working at Rosenblatt Securities Inc., Gregory Kennedy worked at UBS Securities LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Morgan Stanley & Co., Incorporated. Gregory Kennedy has a Series 7, Series 24, Series 63, and Series 79TO license.

Firm Information

Gregory Kennedy is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gregory Kennedy’s Registration & Firm History

NY

08/04/2017 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

NY

04/03/2013 - 07/28/2016

UBS SECURITIES LLC (NEW YORK NY)

NY

04/27/2010 - 01/15/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/22/2005 - 03/31/2010

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

01/24/2000 - 08/19/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

Not sure if Gregory Davis Kennedy is right for you?

Licenses & Designations

BC

Issued 06/21/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There is public disclosure for Gregory Davis Kennedy. Review regulatory record here.
Not sure if Gregory Davis Kennedy is right for you?