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Gregory David Frazier

John Hancock Investment Management Distributors LLC

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About Gregory David Frazier

Gregory Frazier is a financial advisor with John Hancock Investment Management Distributors LLC, working from their Boston, MA office. Gregory has been in the industry since September 12, 1998. Gregory's current employment began on September 24, 2014. Previously, Gregory worked at Pioneer Funds Distributor, Inc., State Street Global Markets, LLC, New England Securities, Fidelity Brokerage Services, Inc., D. Blech & Company, Incorporated, Prudential Securities Incorporated, and L.C. Wegard & Co., Inc. Gregory has a Series 66 license, a Series 63 license, a Series 24 license, a Series 8 license, a SIE license, and a Series 7 license. Gregory is registered with the state of Massachusetts.

Firm Information

Gregory Frazier is currently registered with John Hancock Investment Management Distributors LLC. John Hancock Investment Management Distributors LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Frazier’s Registration & Firm History

MA

09/24/2014 - Present

John Hancock Investment Management Distributors LLC (BOSTON MA)

MA

05/30/2008 - 09/17/2014

PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

01/30/2002 - 03/10/2005

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NY

09/30/1997 - 03/14/2000

NEW ENGLAND SECURITIES (NEW YORK NY)

RI

01/10/1995 - 08/12/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

NY

03/14/1994 - 06/21/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

NY

01/01/1993 - 03/10/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

11/22/1992 - 02/09/1993

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/26/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/17/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory David Frazier.
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