Unclaimed
Gregory Frazier is a financial advisor with John Hancock Investment Management Distributors LLC, working from their Boston, MA office. Gregory has been in the industry since September 12, 1998. Gregory's current employment began on September 24, 2014. Previously, Gregory worked at Pioneer Funds Distributor, Inc., State Street Global Markets, LLC, New England Securities, Fidelity Brokerage Services, Inc., D. Blech & Company, Incorporated, Prudential Securities Incorporated, and L.C. Wegard & Co., Inc. Gregory has a Series 66 license, a Series 63 license, a Series 24 license, a Series 8 license, a SIE license, and a Series 7 license. Gregory is registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/24/2014 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
MA
05/30/2008 - 09/17/2014
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
01/30/2002 - 03/10/2005
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NY
09/30/1997 - 03/14/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
RI
01/10/1995 - 08/12/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
03/14/1994 - 06/21/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
01/01/1993 - 03/10/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/22/1992 - 02/09/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 06/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/17/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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