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Gregory David Brogan

THE O.n. Equity Sales Co.

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About Gregory David Brogan

Gregory Brogan is a registered representative with The O.n. Equity Sales Co. Gregory's career in the financial services industry began in August 1985. Gregory is licensed in five states. Gregory's registrations include the Series 6, Series 63 and SIE exams.

Firm Information

Gregory Brogan is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Brogan’s Registration & Firm History

MI

08/28/1985 - Present

THE O.n. Equity Sales Co. (EAST LANSING MI)

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Licenses & Designations

BC

Issued 05/20/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory David Brogan.
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