Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Waller is a financial advisor with Harris Williams located in RICHMOND, VA. Gregory has been in the financial services industry since 2014. Gregory has a Series 24, Series 63, Series 79, and SIE license. Gregory was previously registered with BB&T SECURITIES, LLC, KEYBANC CAPITAL MARKETS INC., and WESTERN RESERVE PARTNERS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/20/2018 - Present
Harris Williams (RICHMOND VA)
VA
07/06/2015 - 07/11/2018
BB&T SECURITIES, LLC (RICHMOND VA)
OH
02/03/2015 - 07/07/2015
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
OH
10/14/2014 - 01/20/2015
WESTERN RESERVE PARTNERS LLC (CLEVELAND OH)
BC
Issued 02/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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