Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Mallett is a financial advisor with MWA Financial Services Inc. located in Tulsa, Oklahoma. Gregory has been in the securities industry since September 3, 2000. Gregory has a Series 7, Series 6, and Series 63 license and is a Registered Representative of FINRA and an Investment Advisor Representative of the State of Oklahoma. Gregory is also a Chartered Financial Consultant. Gregory's previous experience includes working with Berthel, Fisher & Company Financial Services, Inc. and Locust Street Securities, Inc. Gregory is registered in 18 states including Arizona, Arkansas, Colorado, Florida, Indiana, Iowa, Kansas, Minnesota, Missouri, Montana, Nevada, Oklahoma, South Dakota, Texas, Virginia, and Wisconsin. Gregory specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
12/11/2019 - Present
MWA Financial Services Inc. (Tulsa OK)
IA
02/08/2001 - 11/16/2001
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
IA
08/04/2000 - 01/09/2001
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BC
Issued 12/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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