Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Harding is a financial professional with over 24 years of experience in the industry. Gregory currently holds licenses in various states, including Series 63, 10, 9, 99TO, SIE and 7. Gregory has worked at National Financial Services LLC since 2020. Prior to that, Gregory worked at Fidelity Brokerage Services LLC from 1997 to 2020. Gregory has a demonstrated history of success in providing financial advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
04/08/2020 - Present
National Financial Services LLC (COVINGTON KY)
KY
12/18/1997 - 02/11/2020
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 12/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/29/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Harding is the right advisor for you? Invested Better is here to help.
