Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Clayton Allen is a financial advisor at Charles Schwab & CO., Inc. He has been in the financial services industry since September 3, 1987. Gregory Clayton Allen holds Series 4, 7, 8, 24, 63, and 65 licenses. He is registered with FINRA and the state of Texas. Gregory Clayton Allen has previously worked at TD AMERITRADE, INC., E*TRADE SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WAMU INVESTMENTS, INC., H&R BLOCK FINANCIAL ADVISORS, INC., F.N. WOLF & CO., INC., and SHERWOOD CAPITAL, INC. Gregory Clayton Allen is a baseball umpire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
01/26/2022 - Present
Charles Schwab & CO., Inc. (Houston TX)
TX
12/06/2012 - 07/29/2024
TD AMERITRADE, INC. (HOUSTON TX)
TX
06/07/2011 - 11/16/2012
E*TRADE SECURITIES LLC (HOUSTON TX)
TX
05/02/2009 - 06/01/2011
CHASE INVESTMENT SERVICES CORP. (KATY TX)
TX
11/11/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (KATY TX)
MI
11/08/1989 - 11/09/2004
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
NA
05/20/1988 - 10/04/1989
F.N. WOLF & CO., INC.
NA
07/07/1987 - 06/01/1988
SHERWOOD CAPITAL, INC.
IA
Issued 10/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/22/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/24/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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