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Gregory Chwatko

Mizuho Securities USA LLC

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About Gregory Chwatko

Gregory Chwatko is a financial professional with over 17 years of experience in the industry. Gregory is currently registered with Mizuho Securities USA LLC and has previously worked with Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co. and J.P. Morgan Securities Inc. Gregory is licensed to conduct business in New York and holds licenses for Series 7, 7TO, 63, and SIE.

Firm Information

Gregory Chwatko is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Chwatko’s Registration & Firm History

NY

11/02/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

04/01/2019 - 11/03/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/20/2004 - 08/31/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

10/17/2003 - 07/20/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/31/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory Chwatko.
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