Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Chung-tat Szeto is a financial professional with over 15 years of experience in the securities industry. He is registered with Tradestation Securities, Inc. and holds a variety of licenses and certifications, including the Series 7, Series 24, Series 3, Series 34, and Series 57. Gregory is a highly experienced financial professional with a broad range of knowledge and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/20/2007 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 02/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/22/2019
Series 57 - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2010
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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