Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Gaffney is a financial advisor with Fidelity Personal And Workplace Advisors. Gregory has over 25 years of experience in the financial services industry. Gregory has been registered with Fidelity Personal And Workplace Advisors since January 2019, and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gregory provides a variety of financial services to individuals, businesses, and organizations. These services include financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/12/2024 - Present
Fidelity Personal AND Workplace Advisors (CAMPBELL CA)
NJ
07/19/2018 - 08/14/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
CA
10/16/2013 - 07/26/2017
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
08/30/2011 - 10/10/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
CA
11/18/2010 - 08/26/2011
SOUTHWEST SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/06/2009 - 10/04/2010
CHASE INVESTMENT SERVICES CORP. (MENLO PARK CA)
CA
04/13/2009 - 09/16/2009
EDWARD JONES (REDWOOD CITY CA)
CA
06/15/2006 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALO ALTO CA)
NY
07/16/1996 - 06/27/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/14/1985 - 06/23/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/24/1985 - 11/27/1985
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
IA
Issued 07/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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