Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Glosser is a financial advisor with RBC Capital Markets, LLC, and has been working in the industry since 1984. Gregory has a strong track record of providing personalized investment advice to individuals, families, and businesses. Gregory is committed to helping clients reach their financial goals through a variety of investment strategies. Gregory has been registered as a financial advisor in multiple states and holds Series 7 and 66 licenses. Previously, Gregory has held positions at DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES, INC., SMITH BARNEY SHEARSON INC., SHEARSON LEHMAN HUTTON INC., E. F. HUTTON & COMPANY INC, and ROTAN MOSLE INC. Gregory is a member of the RBC Capital Markets, LLC team and is dedicated to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/11/2006 - Present
RBC Capital Markets, LLC (DALLAS TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
04/21/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
01/15/1990 - 04/26/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
02/15/1988 - 01/30/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/31/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
08/27/1984 - 09/08/1987
ROTAN MOSLE INC.
BOTH
Issued 01/10/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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