Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Charles Faulkner is a financial advisor at Raymond James & Associates, Inc. Gregory has been in the financial industry since 1988 and has experience working with a variety of clients, including high net worth individuals, corporations, and pension plans. Gregory holds a Series 7 and Series 63 license, as well as the SIE exam. Gregory specializes in portfolio management, financial planning, and providing investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/04/2012 - Present
Raymond James & Associates, Inc. (NAPLES FL)
FL
07/31/2006 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (NAPLES FL)
FL
04/03/1996 - 06/08/2006
FIRST ALBANY CAPITAL INC. (NAPLES FL)
NY
05/12/1994 - 03/21/1996
SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)
NJ
03/27/1994 - 05/25/1994
MERRION GROUP, L.P. (CRANFORD NJ)
NY
09/20/1988 - 02/24/1994
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 09/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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