Unclaimed
Gregory Carlton is a registered investment advisor representative with Fifth Third Securities, Inc. based in Cincinnati, OH. Gregory has been in the securities industry since December 25, 1996. Gregory holds a Series 3, 7, 63 and 66 license. Prior to joining Fifth Third Securities, Inc. Gregory was with Fidelity Brokerage Services LLC in Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
10/23/2015 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
KY
03/24/2000 - 08/06/2015
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
MO
10/04/1995 - 07/08/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
FL
01/17/1994 - 09/21/1995
FIRST MIAMI SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 3/3/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/6/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 1/30/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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