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Gregory Carl Johanson

Neuberger Berman BD LLC

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About Gregory Carl Johanson

Gregory Carl Johanson is an active Investment Advisor Representative with Neuberger Berman BD LLC. Gregory has been in the industry since April 1994. He is registered with the state of New York. Previously, Gregory was employed by ROBERT FLEMING INC. and GLICKENHAUS & CO..

Firm Information

Gregory Johanson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Johanson’s Registration & Firm History

NY

02/27/2001 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

11/12/1999 - 02/16/2001

ROBERT FLEMING INC. (NEW YORK NY)

NY

04/12/1994 - 11/03/1999

GLICKENHAUS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/28/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/03/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory Carl Johanson.
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