Unclaimed
Gregory C Supple is a financial advisor at Raymond James Investment Management. Gregory has been working in the financial services industry since January 3rd, 2002, and has a proven track record of success in helping clients achieve their financial goals. Gregory is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and holds the Series 6, 7, and 66 licenses. Gregory is also a registered representative in Florida, Illinois, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/08/2023 - Present
Raymond James Investment Management (ST PETERSBURG FL)
AZ
04/01/2022 - 09/07/2022
VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)
NM
09/08/2005 - 10/09/2019
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
PA
12/31/2000 - 11/08/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
11/02/2000 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
MA
07/22/1998 - 10/10/2000
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
02/26/1997 - 06/05/1997
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
MA
03/20/1996 - 10/31/1996
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
RI
01/20/1994 - 02/22/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 03/22/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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