Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Spicer is a financial advisor with over 40 years of experience in the industry. Gregory is a Certified Financial Planner and is registered with LPL Financial LLC. Gregory has been with LPL Financial LLC since August 2018. Gregory previously worked at CADARET, GRANT & CO., INC. for over 25 years. Gregory holds a Series 63, 26, 22TO, 6TO, SIE, 62, and 1 licenses. Gregory's areas of expertise include retirement planning, investment management, and insurance. Gregory specializes in working with individuals, families, businesses, and institutions. Gregory is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/22/2018 - Present
LPL Financial LLC (RED BANK NJ)
NJ
11/20/1992 - 08/29/2018
CADARET, GRANT & CO., INC. (RED BANK NJ)
NA
07/17/1990 - 11/24/1992
MUTUAL FUND MANAGEMENT CO., INC.
NJ
12/08/1987 - 07/20/1990
TFS SECURITIES, INC. (LINCROFT NJ)
NA
07/20/1987 - 03/05/1988
STUART STONE & COMPANY
NA
08/25/1987 - 12/08/1987
MONARCH INVESTMENTS INC.
NA
11/12/1985 - 12/04/1985
FOCUS SECURITIES, INC.
NA
12/27/1979 - 11/25/1985
CARDELL & ASSOCIATES, INCORPORATED
BC
Issued 05/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 12/17/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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