Unclaimed
Gregory Sneddon has been in the financial industry since September 1997 and is currently registered with BML Securities LLC. Gregory has a strong background in the industry, holding a variety of licenses and certifications. Gregory has a history of working with individuals and firms in various capacities, including operations, investment banking, and compliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/07/2023 - Present
BML Securities LLC (MARSHFIELD MA)
MA
03/30/2001 - 09/22/2023
CONSILIUM PARTNERS LLC (Boston MA)
CA
02/13/1997 - 08/15/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BC
Issued 12/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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