Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Cappel is a financial advisor who has been in the industry since 1990. Gregory is currently registered with Money Concepts Capital Corp. in Virginia. Gregory has prior experience with United Heritage Financial Services, Inc., CUNA Brokerage Services, Inc., Hartford Equity Sales Company Inc., Equity Services, Inc., and Green Hill Financial Service Corporation. Gregory is registered with FINRA and the state of Idaho. Gregory specializes in providing financial planning, portfolio management for businesses and individuals and general consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
VA
09/25/2023 - Present
Money Concepts Capital Corp. (Richmond VA)
ID
10/19/2001 - 03/20/2002
UNITED HERITAGE FINANCIAL SERVICES, INC. (MERIDIAN ID)
IA
12/24/1997 - 11/17/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CT
07/02/1997 - 01/22/1998
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
VT
02/07/1997 - 06/02/1997
EQUITY SERVICES, INC. (MONTPELIER VT)
VT
04/22/1992 - 12/31/1996
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
08/02/1989 - 11/11/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
VT
12/07/1987 - 10/24/1990
EQUITY SERVICES, INC. (MONTPELIER VT)
IA
Issued 07/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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