Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory T. Brooks has been in the financial services industry since 1988. Gregory is currently registered with J.P. Morgan Securities LLC and has been with the firm since November 2020. Previously, Gregory was employed by Professional Broker-Dealer Financial Planning, Inc, Resource Horizons Group LLC, Capital City Securities, LLC, Regis Securities Corporation, Brecek & Young Advisors, Inc., Donahue Securities, Inc., Prim Securities, Incorporated, Warwick Securities, Inc., Olde Discount Corporation, Cigna Securities, Inc., Hibbard Brown & Co., Inc. and Sherwood Capital, Inc. Gregory T. Brooks is licensed in all 50 states. Gregory is a Series 7, Series 9, Series 10, Series 63, Series 65 licensed professional and holds the SIE designation. Gregory also works as a soccer official for the United States Soccer Federation and the Ohio High School Athletic Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/08/2021 - Present
J.p. Morgan Securities LLC (Westerville OH)
CO
02/23/2016 - 11/20/2020
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC. (CASTLE ROCK CO)
OH
05/25/2010 - 01/21/2014
RESOURCE HORIZONS GROUP LLC (POWELL OH)
OH
07/11/2008 - 05/21/2010
CAPITAL CITY SECURITIES, LLC (COLUMBUS OH)
OH
06/15/2005 - 07/23/2008
REGIS SECURITIES CORPORATION (COLUMBUS OH)
CA
03/26/2001 - 07/05/2005
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
OH
10/17/2000 - 03/06/2001
DONAHUE SECURITIES, INC. (CINCINNATI OH)
OH
01/23/1995 - 10/24/2000
PRIM SECURITIES, INCORPORATED (INDEPENDENCE OH)
NA
03/22/1993 - 12/16/1994
WARWICK SECURITIES, INC.
MI
03/07/1991 - 01/01/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
PA
08/16/1990 - 12/31/1990
CIGNA SECURITIES, INC. (RADNOR PA)
NY
05/24/1988 - 10/28/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NA
07/22/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
BC
Issued 1/26/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/16/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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