Unclaimed
Gregory Brian Gajowski is a financial professional with over 20 years of experience in the securities industry. Gregory is currently registered with Middlegate Securities Inc. and holds a Series 7, Series 63, and SIE license. Gregory's previous experience includes roles at PIPER SANDLER & CO., CANTOR FITZGERALD & CO., JEFFERIES & COMPANY, INC., DEPFA FIRST ALBANY SECURITIES, LLC, and BROADPOINT CAPITAL, INC. Gregory is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/21/2023 - Present
Middlegate Securities Inc. (NEW YORK NY)
NC
07/19/2011 - 06/21/2023
PIPER SANDLER & CO. (CHARLOTTE NC)
NY
09/14/2010 - 08/02/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
03/27/2009 - 09/02/2010
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/14/2007 - 03/27/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
01/01/2001 - 09/18/2007
BROADPOINT CAPITAL, INC. (NEW YORK NY)
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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