Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Bradley Williams is a financial advisor who has been in the industry since 2013. Gregory is currently registered with Houlihan Lokey Capital, Inc. He is a Series 7, 79, and 63 licensed individual. In addition to his Series exams, Gregory is also SIE certified. Gregory was previously registered with UBS Securities LLC and SERA GLOBAL SECURITIES US LLC. Gregory is currently licensed to provide investment advice in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/21/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
GA
04/21/2021 - 12/01/2022
SERA GLOBAL SECURITIES US LLC (ALPHARETTA GA)
NY
10/17/2011 - 04/28/2021
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
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FINRA
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