Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Williams is a financial professional with over 16 years of experience in the financial industry. Gregory has been registered with TD Securities (usa) LLC since March 2024 and previously held positions at Cowen and Company and J.P. Morgan Securities LLC. Gregory holds a Series 7, Series 86, Series 87, and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
08/29/2012 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
03/15/2010 - 05/06/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/03/2006 - 03/11/2010
SIDOTI & COMPANY, LLC (NEW YORK NY)
BC
Issued 05/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/25/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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