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Gregory Birch Giddings

Pruco Securities, LLC

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About Gregory Birch Giddings

Gregory Giddings is a financial advisor with Pruco Securities, LLC. Gregory has been in the financial services industry since 2007. Gregory has a strong track record of providing financial guidance to clients, including individuals, families, and businesses. Gregory is registered with the state of California and holds Series 7, 6, 63, and 66 licenses. Gregory is also a SIE exam holder. Gregory has experience working with a variety of clients and their unique needs, including investments, retirement planning, and insurance. Gregory is committed to providing clients with personalized financial advice that helps them reach their goals. Gregory is a dedicated advisor with a strong commitment to helping clients achieve their financial objectives.

Firm Information

Gregory Giddings is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Gregory Giddings’s Registration & Firm History

CA

11/13/2018 - Present

Pruco Securities, LLC (IRVINE CA)

CA

08/09/2011 - 09/06/2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)

CA

06/01/2009 - 08/17/2011

MORGAN STANLEY SMITH BARNEY (NEWPORT BEACH CA)

CA

06/06/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)

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Licenses & Designations

BC

Issued 10/12/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 06/18/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/05/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/06/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gregory Birch Giddings.
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