Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Babcock is a financial advisor with Lion Street Financial, LLC in Cleveland, OH. Gregory has been in the industry since January 19, 2004, and has worked for various firms, including Cetera Advisor Networks LLC, Girard Securities, Inc., MML Investors Services, Inc., and Linsco/Private Ledger Corp. Gregory holds the Series 7 and Series 63 licenses and is registered in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/02/2018 - Present
Lion Street Financial, LLC (Cleveland OH)
OH
11/01/2017 - 07/02/2018
CETERA ADVISOR NETWORKS LLC (CLEVELAND OH)
OH
03/31/2006 - 11/01/2017
GIRARD SECURITIES, INC. (CLEVELAND OH)
MA
07/13/2004 - 03/23/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
SC
09/18/2003 - 03/17/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 10/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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