Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Austin Morris is an investment advisor representative with Tiaa-Cref Individual & Institutional Services, LLC. Gregory has been in the financial services industry since 2008. Gregory is licensed to sell securities in Florida, Georgia, New York, North Carolina, South Carolina, Texas, and Virginia. Gregory also holds the Series 6, 7, 63, and 65 licenses. In addition to his registration with the Financial Industry Regulatory Authority (FINRA), Gregory is also registered as an investment advisor representative with the state of South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TN
06/21/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (KNOXVILLE TN)
DC
12/10/2012 - 09/03/2015
TD AMERITRADE, INC. (WASHINGTON DC)
MD
11/22/2011 - 12/18/2012
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
MD
07/08/2010 - 09/09/2011
MORGAN STANLEY SMITH BARNEY (BALTIMORE MD)
MD
11/21/2007 - 06/21/2010
M&T SECURITIES, INC. (SEVERNA PARK MD)
IA
Issued 08/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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