Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Ashton Evans is a financial professional with over 17 years of experience in the industry. Gregory is currently registered with Northern Lights Distributors, LLC and Ultimus Fund Distributors, LLC. Gregory is a Series 66, Series 27, Series 53, Series 9, Series 10, Series 24, Series 52TO, Series 7 and SIE licensed professional. Gregory has been a registered representative since 2004 and holds registrations in Indiana, Nebraska, Nevada, North Carolina and Ohio. Gregory has previously worked at Unified Financial Securities, LLC, Fifth Third Securities, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
01/15/2021 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
IN
08/29/2016 - 01/21/2020
UNIFIED FINANCIAL SECURITIES, LLC (INDIANAPOLIS IN)
OH
04/08/2011 - 08/15/2016
FIFTH THIRD SECURITIES, INC. (TRENTON OH)
OH
03/03/2009 - 12/10/2009
AMERIPRISE FINANCIAL SERVICES, INC. (CINCINNATI OH)
OH
12/08/2004 - 02/27/2009
AMERIPRISE FINANCIAL SERVICES, INC. (CINCINNATI OH)
MN
12/08/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/14/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/18/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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