Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Ashford Little is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Gregory has been in the financial services industry since 1989 and has held previous positions at WELLS FARGO CLEARING SERVICES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, A. G. EDWARDS & SONS, INC., PRUDENTIAL SECURITIES INCORPORATED, PRUCO SECURITIES CORPORATION and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Gregory is registered to provide investment advice in 18 states and is licensed in the areas of securities, commodities, and investment advisory services. Gregory offers investment consulting services to institutional clients and provides financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Gregory is also an active member of the community, serving as a football coach for Whitney High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/05/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ROSEVILLE CA)
CA
01/27/2014 - 09/05/2024
WELLS FARGO CLEARING SERVICES, LLC (ROSEVILLE CA)
CA
09/10/2007 - 01/29/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LINCOLN CA)
CA
09/23/1994 - 09/14/2007
A. G. EDWARDS & SONS, INC. (SACRAMENTO CA)
NY
06/08/1994 - 09/27/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/12/1989 - 04/19/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/12/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/07/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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