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Gregory Arthur Fisher

Jefferies LLC

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About Gregory Arthur Fisher

Gregory Arthur Fisher is a financial professional with over 30 years of experience in the financial services industry. Gregory has been registered with Jefferies LLC since November 2015. Before that, Gregory worked at Oppenheimer & Co. Inc. for 10 years. Gregory is a Series 24 General Securities Principal, Series 7 General Securities Representative, Series 5 Interest Rate Options, and Series 63 Uniform Securities Agent State Law Examination licensed professional. Gregory is licensed to provide financial services in California, Connecticut, Florida, Georgia, Illinois, Indiana, New Jersey, New York, North Carolina, Ohio, Puerto Rico and Texas.

Firm Information

Gregory Fisher is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Fisher’s Registration & Firm History

GA

11/18/2015 - Present

Jefferies LLC (ATLANTA GA)

GA

04/06/2005 - 11/20/2015

OPPENHEIMER & CO. INC. (ATLANTA GA)

NY

06/09/1993 - 04/29/2005

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

05/21/1992 - 05/28/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

01/19/1990 - 05/15/1992

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

02/24/1989 - 01/31/1990

SHEARSON LEHMAN HUTTON INC.

NY

02/06/1989 - 01/31/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

12/17/1985 - 02/22/1989

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 01/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1986

Series 5 - Interest Rate Options Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 21 public disclosures for Gregory Arthur Fisher. Review regulatory record here.
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