Unclaimed
Gregory Arthur Fisher is a financial professional with over 30 years of experience in the financial services industry. Gregory has been registered with Jefferies LLC since November 2015. Before that, Gregory worked at Oppenheimer & Co. Inc. for 10 years. Gregory is a Series 24 General Securities Principal, Series 7 General Securities Representative, Series 5 Interest Rate Options, and Series 63 Uniform Securities Agent State Law Examination licensed professional. Gregory is licensed to provide financial services in California, Connecticut, Florida, Georgia, Illinois, Indiana, New Jersey, New York, North Carolina, Ohio, Puerto Rico and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
11/18/2015 - Present
Jefferies LLC (ATLANTA GA)
GA
04/06/2005 - 11/20/2015
OPPENHEIMER & CO. INC. (ATLANTA GA)
NY
06/09/1993 - 04/29/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/21/1992 - 05/28/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/19/1990 - 05/15/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/24/1989 - 01/31/1990
SHEARSON LEHMAN HUTTON INC.
NY
02/06/1989 - 01/31/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/17/1985 - 02/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 01/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 5 - Interest Rate Options Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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