Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Hicks is a financial advisor with over 30 years of experience in the industry. Gregory is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since March 2021. Before Stifel, Gregory worked for Benjamin F. Edwards & Company, Inc. and Merrill Lynch. Gregory has a broad range of experience in the financial services industry and specializes in financial planning, portfolio management, and pension consulting. Gregory holds Series 6, 7, and 63 licenses and is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/31/2021 - Present
Stifel, Nicolaus & Company, Inc. (CLEARWATER FL)
MO
05/20/2016 - 03/10/2021
BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)
FL
01/12/2000 - 05/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
MO
09/12/1996 - 01/12/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/05/1995 - 09/12/1996
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
09/05/1995 - 09/12/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
02/12/1990 - 05/29/1992
JOHN HANCOCK DISTRIBUTORS, INC.
MA
02/12/1990 - 05/29/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
08/26/1987 - 05/29/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gregory Hicks is the right advisor for you? Invested Better is here to help.
