Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Anthony Ratto is an investment professional with over 25 years of experience in the financial services industry. Gregory has worked for a number of firms including Columbia Management Distributors, Inc., Northstar Distributors, Inc., NYLife Distributors Inc., Stephens Inc., and Aragon Financial Services, Inc. Gregory is currently registered with PGIM Investments LLC as an Investment Advisor Representative. Gregory holds a Series 6, Series 7, Series 24, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
09/12/2008 - Present
Pgim Investments LLC (ALAMO CA)
CA
02/26/1999 - 08/05/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (ALAMO CA)
CT
08/27/1998 - 11/06/1998
NORTHSTAR DISTRIBUTORS, INC. (STAMFORD CT)
NJ
01/01/1998 - 06/22/1998
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
AR
05/17/1995 - 07/24/1997
STEPHENS INC. (LITTLE ROCK AR)
CA
12/19/1994 - 03/01/1995
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 04/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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