Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Rohrbach is a financial advisor with over 27 years of experience in the industry. Gregory is currently registered with Captrust in Raleigh, NC. Previously, Gregory has held positions at Northwestern Mutual Investment Services, LLC, FSC Securities Corporation, and Dickinson & Co. Gregory is a licensed investment advisor and holds licenses including Series 7, 9, 10, 24, 63, and 65. Gregory also holds the SIE and Series 87 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
04/15/2015 - Present
Captrust (RALEIGH NC)
NC
12/20/2001 - 07/28/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RALEIGH NC)
GA
09/28/1995 - 11/16/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
08/01/1995 - 08/15/1995
DICKINSON & CO. (DES MOINES IA)
IA
Issued 10/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/26/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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