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Gregory Andrew Fisher

Fidelity Brokerage Services LLC

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About Gregory Andrew Fisher

Gregory Andrew Fisher is a financial advisor with over 20 years of experience in the industry. Gregory is currently registered with Fidelity Brokerage Services LLC and has been with them since January 2005. Prior to Fidelity Brokerage Services LLC, Gregory worked at Northern Trust Securities, Inc. from 2000 to 2001 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from 1994 to 1998. Gregory holds several licenses and certifications, including the Series 66, Series 65, Series 63, Series 24, Series 7, and SIE exams. Gregory is registered to provide investment advice in 53 states.

Firm Information

Gregory Fisher is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Fisher’s Registration & Firm History

CA

01/05/2005 - Present

Fidelity Brokerage Services LLC (SAN FRANCISCO CA)

IL

04/24/2000 - 07/06/2001

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

NY

09/09/1994 - 04/17/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/11/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/28/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Andrew Fisher.
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