Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Wales is a registered investment advisor with The Strategic Financial Alliance, Inc. Gregory has over 20 years of experience in the financial services industry. Gregory is registered in 13 states and holds the Series 6, 7, 63, and 65 securities licenses. Gregory also holds the SIE license. Prior to joining The Strategic Financial Alliance, Inc., Gregory was with Gradient Securities, LLC and Allstate Financial Services, LLC. Gregory specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Gregory is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
01/03/2017 - Present
THE Strategic Financial Alliance, Inc. (ATLANTA GA)
SC
09/24/2012 - 11/07/2014
GRADIENT SECURITIES, LLC (SENECA SC)
SC
08/02/2000 - 05/02/2012
ALLSTATE FINANCIAL SERVICES, LLC (SENECA SC)
IA
Issued 06/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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