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Gregory Allen Josephs

TP Icap Global Markets Americas LLC

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About Gregory Allen Josephs

Gregory Allen Josephs has been in the securities industry for over 28 years. Gregory is currently registered with TP Icap Global Markets Americas LLC and is also registered in New York. Gregory has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams. Prior to working at TP Icap Global Markets Americas LLC, Gregory was employed by PATRIOT SECURITIES, INC..

Firm Information

Gregory Josephs is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gregory Josephs’s Registration & Firm History

NY

01/25/2022 - Present

TP Icap Global Markets Americas LLC (New York NY)

NA

04/20/1994 - 02/14/1995

PATRIOT SECURITIES, INC.

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Licenses & Designations

BC

Issued 02/05/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/24/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2011

Series 3 - National Commodity Futures Examination

BC

Issued 02/01/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gregory Allen Josephs.
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