Unclaimed
Gregory Allen Josephs has been in the securities industry for over 28 years. Gregory is currently registered with TP Icap Global Markets Americas LLC and is also registered in New York. Gregory has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams. Prior to working at TP Icap Global Markets Americas LLC, Gregory was employed by PATRIOT SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/25/2022 - Present
TP Icap Global Markets Americas LLC (New York NY)
NA
04/20/1994 - 02/14/1995
PATRIOT SECURITIES, INC.
BC
Issued 02/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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