Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Gworek is a financial professional with over 20 years of experience in the industry. Gregory currently works as a Registered Representative for LPL Financial LLC. Previously, Gregory was a Registered Representative for LPL FINANCIAL CORPORATION and TD WATERHOUSE INVESTOR SERVICES, INC. Gregory holds the Series 3, 4, 7, 9, 10, 24, 63, 99TO, and SIE licenses. Gregory is registered in North Carolina and South Carolina and works out of the Fort Mill office of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/14/2010 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/06/2005 - 03/26/2009
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NE
04/15/1999 - 02/14/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 05/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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