Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Allen Cooper is a financial advisor with over 23 years of experience in the industry. Gregory is currently registered with Wells Fargo Clearing Services, LLC, where has been working since September 2023. Prior to that, was with Raymond James Financial Services, Inc. and Wells Fargo Advisors Financial Network, LLC. Gregory holds a Series 63, Series 65, Series 7, Series 9, Series 10 and SIE licenses. Gregory specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/22/2023 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
10/22/2018 - 09/28/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Lewisville TX)
TX
03/21/2003 - 11/09/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LEWISVILLE TX)
NY
11/26/1999 - 03/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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