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Gregory Allan Gaynier

CWM, LLC

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About Gregory Allan Gaynier

Gregory Gaynier is an Investment Advisor Representative at CWM, LLC. Gregory has over 30 years of experience in the financial services industry and provides a range of services including portfolio management, financial planning, estate planning, and other advisory services. Gregory is also a Vice President and Principle at Echelon Financial Group and Retirement Plan Solutions LLC. Gregory is licensed in Texas and holds the Series 7, 63, 65, and 26 licenses.

Firm Information

Gregory Gaynier is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Gregory Gaynier’s Registration & Firm History

NE

10/30/2020 - Present

CWM, LLC (OMAHA NE)

TX

11/02/2020 - 01/20/2022

CETERA ADVISOR NETWORKS LLC (AUSTIN TX)

TX

10/15/2018 - 11/03/2020

SIGMA FINANCIAL CORPORATION (Austin TX)

TX

08/27/2014 - 10/18/2018

KESTRA INVESTMENT SERVICES, LLC (Austin TX)

TX

10/15/2010 - 08/26/2014

FINANCIAL TELESIS INC (AUSTIN TX)

TX

07/07/2008 - 10/18/2010

NRP FINANCIAL, INC. (AUSTIN TX)

TX

03/03/2005 - 07/08/2008

FINANCIAL TELESIS INC (AUSTIN TX)

OR

11/08/2002 - 03/08/2005

STANCORP EQUITIES, INC. (PORTLAND OR)

MA

11/07/1994 - 10/29/2002

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

NA

07/06/1993 - 08/22/1994

NATIONSSECURITIES

NY

02/01/1988 - 07/06/1993

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

08/26/1982 - 02/10/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 02/24/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Gregory Allan Gaynier.
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