Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Noonan is a financial professional with over 30 years of experience in the industry. Gregory is currently registered with Natwest Markets Securities Inc. in Stamford, CT. Gregory has a strong background in securities trading, having held positions at Cantor Fitzgerald & Co. and Prudential Securities Incorporated. Gregory holds a Series 7, Series 24, Series 3, Series 4, Series 55, Series 57TO and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/28/2010 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
04/19/2006 - 07/26/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/03/2002 - 09/10/2003
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
09/24/1985 - 07/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2011
Series 4 - Registered Options Principal Examination
BC
Issued 06/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2010
Series 3 - National Commodity Futures Examination
BC
Issued 09/26/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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