Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Alan Wise is a financial advisor with over 20 years of experience in the industry. Gregory has a strong background in securities, holding licenses for Series 6, 7, 9, 10, 63, and 66, and has been registered with Wells Fargo Clearing Services, LLC since 2011. Before joining Wells Fargo, Gregory held positions at Wells Fargo Investments, LLC, E*TRADE Securities LLC, Fidelity Brokerage Services LLC, and Sunset Financial Services, Inc. Gregory specializes in providing investment advice to a range of clients, including individuals, businesses, corporations, and institutions. Gregory is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
07/30/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
10/12/2009 - 07/22/2010
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/31/2000 - 08/21/2009
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
MO
11/15/1999 - 03/29/2000
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 11/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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