Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Wade is a financial advisor with over 30 years of experience in the financial services industry. Gregory is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Gregory's previous employers include Wachovia Securities, Inc., Wachovia Brokerage Service, First Union Brokerage Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gregory holds Series 7, 9, 10, 63 and 65 securities licenses and is registered in 29 states. Gregory specializes in providing financial planning, portfolio management, and investment consulting services to individuals, businesses, and institutions. Gregory also owns a rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/23/2003 - Present
Wells Fargo Clearing Services, LLC (ROSWELL GA)
NC
02/14/2000 - 11/16/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/07/1994 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
06/15/1993 - 12/08/1993
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
05/11/1992 - 06/16/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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