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Gregory Alan Trichtinger

Wells Fargo Clearing Services, LLC

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About Gregory Alan Trichtinger

Gregory Alan Trichtinger is a financial advisor registered with Wells Fargo Clearing Services, LLC. Gregory has been in the financial industry since 1998. He has a Series 7, Series 10, Series 24, Series 63, and Series 65 license. Gregory has a strong background in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses. Gregory has a diverse range of experience, having previously worked for PNC Investments, Nationwide Investment Services Corporation, and FirstMerit Financial Services, Inc.

Firm Information

Gregory Trichtinger is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gregory Trichtinger’s Registration & Firm History

PA

03/02/2023 - Present

Wells Fargo Clearing Services, LLC (WYOMISSING PA)

OH

02/06/2019 - 10/03/2019

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

PA

02/15/2012 - 05/05/2017

PNC INVESTMENTS (SOUTHPOINTE PA)

OH

01/14/2010 - 01/21/2011

FIRSTMERIT FINANCIAL SERVICES, INC (AKRON OH)

OH

02/18/2009 - 01/14/2010

INVEST FINANCIAL CORPORATION (AKRON OH)

PA

02/10/2003 - 06/02/2008

THE HUNTINGTON INVESTMENT COMPANY (MONROEVILLE PA)

ME

04/26/2000 - 10/30/2002

PERFORMANCE FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

MA

01/28/2000 - 10/30/2002

FIFTH THIRD FUNDS DISTRIBUTOR, INC. (BOSTON MA)

ME

01/20/2000 - 10/30/2002

BNY HAMILTON DISTRIBUTORS, INC. (PORTLAND ME)

MA

01/19/2000 - 10/30/2002

BARR ROSENBERG FUNDS DISTRIBUTOR, INC. (BOSTON MA)

MA

09/22/1999 - 10/30/2002

CENTURA FUNDS DISTRIBUTOR, INC. (BOSTON MA)

ME

02/26/1996 - 10/30/2002

BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)

MA

01/28/2000 - 08/07/2001

EVERGREEN DISTRIBUTOR, INC. (BOSTON MA)

MA

01/21/2000 - 08/07/2001

J.P. MORGAN FUND DISTRIBUTORS, INC. (BOSTON MA)

GA

01/20/2000 - 08/07/2001

CFD FUND DISTRIBUTORS, INC. (ATLANTA GA)

MD

01/20/2000 - 08/07/2001

CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)

IN

01/20/2000 - 08/07/2001

IBJ FUNDS DISTRIBUTOR, INC. (JEFFERSONVILLE IN)

MA

01/20/2000 - 08/07/2001

MENTOR DISTRIBUTORS, LLC (BOSTON MA)

OH

01/20/2000 - 08/07/2001

ONE GROUP SERVICES COMPANY (THE) (BROOKLYN OH)

PA

01/20/2000 - 03/09/2001

BISYS BD SERVICES, INC. (PITTSBURGH PA)

MD

03/21/1996 - 12/10/1998

CONCORD FINANCIAL GROUP, INC. (BETHESDA MD)

NA

05/23/1989 - 11/19/1990

WESTINGHOUSE SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 03/09/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/25/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/04/1996

Series 24 - General Securities Principal Examination

BC

Issued 05/05/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gregory Alan Trichtinger.
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