Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Herzog is a financial advisor at LPL Financial LLC. Gregory is also a registered investment advisor in the states of Pennsylvania and Texas. Gregory's expertise lies in providing financial planning, portfolio management, and educational seminars. Gregory has been in the financial services industry since 1987, having previously worked for firms such as Wells Fargo Clearing Services, LLC, First Union Brokerage Services, Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/17/2017 - Present
LPL Financial LLC (WHITEHALL PA)
PA
10/01/2000 - 11/29/2017
WELLS FARGO CLEARING SERVICES, LLC (BETHLEHEM PA)
NC
05/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/01/1996 - 05/01/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
03/12/1993 - 07/01/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
NJ
03/23/1987 - 03/15/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/21/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Herzog is the right advisor for you? Invested Better is here to help.
