Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Alan Guinn is a financial advisor registered with LPL Financial LLC. Gregory has been in the financial services industry since 1995. Gregory's current firm is LPL Financial LLC based in Fort Mill, SC. Gregory has prior registration experience with UVEST FINANCIAL SERVICES GROUP, INC., WACHOVIA SECURITIES, LLC, FIRST UNION BROKERAGE SERVICES, INC., and NYLIFE SECURITIES INC.. Gregory specializes in providing financial advice to individuals, corporations and other businesses, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/23/2012 - Present
LPL Financial LLC (FORT MILL SC)
NC
01/12/2004 - 04/23/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
10/01/2000 - 01/14/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
04/17/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
10/30/1995 - 03/18/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Gregory Guinn is the right advisor for you? Invested Better is here to help.
