Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Legate is a financial advisor with LPL Financial LLC. Gregory has been in the financial services industry since February 17, 2000. Gregory has been registered with LPL Financial LLC since May 30, 2023. Gregory has also been registered with Royal Alliance Associates, Inc. and Ameritas Investment Corp. Gregory is licensed to provide investment advice and securities services in multiple states. Gregory specializes in financial planning, portfolio management, and retirement planning. Gregory has a strong track record of success in helping individuals and families reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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KY
05/30/2023 - Present
LPL Financial LLC (LEXINGTON KY)
KY
08/18/2017 - 06/05/2023
ROYAL ALLIANCE ASSOCIATES, INC. (LEXINGTON KY)
KY
02/22/2001 - 09/15/2017
AMERITAS INVESTMENT CORP. (LEXINGTON KY)
MN
02/17/2000 - 02/15/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/2000 - 02/15/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 02/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/01/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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