Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gregory? Claim Your ProfileGregory Worcester is a financial advisor at CWM, LLC. Gregory is a Certified Financial Planner™ with over 20 years of experience in the financial services industry. Gregory has worked with various firms, including LPL Financial LLC, Transamerica Financial Advisors, Inc., and Signator Investors, Inc. Gregory provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations and other businesses, and pension and profit-sharing plans. Gregory is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) and holds Series 7, Series 63, Series 65, and SIE licenses. Gregory is also a registered representative of CWM, LLC and is licensed in Illinois, Indiana, and Michigan. Gregory is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
03/07/2023 - Present
CWM, LLC (OMAHA NE)
IL
04/27/2021 - 08/29/2023
CETERA ADVISOR NETWORKS LLC (PALATINE IL)
IL
12/16/2005 - 05/04/2021
LPL FINANCIAL LLC (WAUCONDA IL)
CA
04/14/2004 - 12/16/2005
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
MA
12/06/2001 - 04/07/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 12/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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